What Are 4 Core Leadership Theories And How To Apply At Work
Imagine an orchestra that has all the best musicians in the
world except a conductor. Though every member can play perfectly on their own,
if they come together, they will only produce incompatible melody; an orchestra
can only create harmonious music when it is led by a conductor.
In fact, the same situation is applied to every community. If a
company does not run with a leader, chaos happens: no deadline is set to urge
the members, different people shout different voices, the company is blinded
without a clear goal.
All of these reveal a pure fact: a leader is essential to a team
to run smoothly and effectively. A leader is important, as he or she will help
the community to over-see the situation and make the best decision. Only by
this, the resources of a team can be allocated efficiently.
If you are currently at the position of leading a team, you
should give some credits to yourself, as you play an important role. And in order
to nail this role, you may want to study some theories about leadership, and
lead your teammates to perform at their best.
To start with, you may want to know which level of leadership
you are currently at.
Level 5
leadership from Harvard Business Review
The concept of Level 5 leadership was first introduced by a
business consultant, Jim Collins. His concept was later published in a Harvard
Business Review article.
The concept of Level 5 leadership began with a study conducted
in 1996. In the study, Collins studied 1,435 successful companies, and he
distinguished 11 truly great ones from others. Collins discovered that these 11
companies were great as they were led by what he called “level 5” leaders.
The level 5 leaders, according to Collins, possess humility and
compassion for the company.
Now, you may have a look at this hierarchy of leadership:
Level 1: Highly Capable Individual
At this level, you possess the knowledge and skill that enable
you to excel your work.
Level 2: Contributing Team Member
At level 2, you contribute your knowledge and skill to the
success of the company. In other words, you work productively with other people
in your company.
Level 3: Competent Manager
At this stage, you are able to organise your team effectively to
achieve goals.
Level 4: Effective Leader
Here you are able to stimulate a department to meet performance
objectives and achieve a vision.
Level 5: Great Leader
At the top level, you possess all the qualities of the previous
levels, plus you harbour a unique blend of humility and will of true greatness.
It is always a good idea for you to constantly reflect on your
leadership.
If you desire to climb up the ladder, and reach a higher level
of leadership, you may find it helpful to study some core leadership theories.
In the following part, we would like to introduce you to four
basic, yet essential, leadership theories.
Core Leadership
Theories
Trait Theories:
What are the traits that make a great leader?
As suggested by the name, the Trait Leadership Theory offers us a
tool to distinguish the traits that are commonly possessed by great leaders.
Dr. Gordon Allport, a psychologist, is one of the most famous
promoter of the theory.
In a nutshell, the Trait Leadership Theory is founded on the
belief that all great leaders possess intrinsic traits that make them a great
leader; in other words, a leader is born, not made.
With this belief, the Trait Leadership Theory focuses on
analysing the mental, physical and social traits of great leaders in order to
understand the combination of traits shared among great leaders.
Some of these traits include :
- Adaptable
to situations
- Cooperative
- Decisive
- Self-confident
- Tolerate
of stress
From here, we can see the Trait Leadership Theory tells us not
only intelligence or skills account for a great leader, but the personal traits
are also important indicators.
This theory can help your leadership, as by understanding the
traits of a great leader, you will be able to spot out any potential leader in
your team. They are competent candidates who are worth of your cultivation;
they are also capable of higher workload. In this light, this theory helps you
allocate your man resource more efficiently.
However, the Trait Leadership Theory has its shortfalls. One
should be reminded that the theory was developed in 1930s. During that period
of time, any practice of personality measurement was still immature. In other
words, one may argue that the studies of the traits are not accurate. Besides,
in Gordon Allport’s study, the samples of the study were average managers, not
“great leaders”. For that, one may argue the traits are not representative
enough.
Despite these shortfalls, the value of the Trait Leadership
Theory lies in the fact that it is one of the first theories that combine
leadership study and psychology; it also founded later theories of leadership,
with Behavioral Theory being one of them, which we are going to talk about in
the next section.
Behavioral
Theory: What does a great leader do?
Different from the Trait Leadership Theory, the Behavioral
Theory describes leadership in terms of their behaviors, instead of their
physical or mental traits.
The Behavioral Theory believes that great leadership is a result
of effective role behaviors. In this light, we can say that by learning the
effective behaviors, everyone can be a great leader: a great leader is made,
not born.
In 1930s, one of the scholars in this domain of study, Kurt
Lewin, divided the leader’s behaviors into three types. They are:
Autocratic Leader
The autocratic leaders make decision without consulting their
teammates. Their behaviors are considered appropriate when it requires quick
decision making, and when there is no need for team agreement for a successful
outcome.
Democratic Leader
Contrary to the autocratic leaders, democratic leaders allow
input from their teammates. This style of leadership is especially important
when team agreement is significant. However, it should be noted that it is
difficult to manage if there are too many different perspectives and ideas
offered by teammates.
Laissez-faire Leader
Laissez-faire leaders allow their teammates to make many
decisions. This style of leadership is considered appropriate when the team is
capable, is motivated, and is able to run without close supervision. However,
sometimes, Laissez-faire leaders may be considered languid by their teammates.
As a matter of fact, in the field of the Behavioral Theory, many
studies were done to find which style is the best in leading a community. For
example, in 1999, Naylor had conducted a systematic comparison between
autocratic and democratic leading behaviors.
The implication of the Behavioral Theory to you as a leader is
that you can learn the behaviors of great leaders, and try to apply in your
work field.
However, while the Behavioral Theory analyses the great leaders’
behaviors, which is an aspect not covered by the Trait Leadership Theory, it
still misses analysing an important element: the context in which the leaders
exist.
The next theory we are going to introduce covers the aspect that
the Behavioral Theory has not yet covered.
Contingency
Theory: What is the type of leadership this context requires?
The Contingency Theory studies which style of leadership is best
suited for a particular working context.
This theory believes there is no single leadership that is
appropriate in all situations. That is to say, success is dependent on several
variables, including the leadership style, the qualities of the teammates, and
the situational features (Charry, 2012). Using the words of Lamb (2013), the
Contingency Theory states that the effective leadership depends on a balance
between the leader’s styles and that demanded by the situation.
To get a sense about what the Contingency Theory is about, we
may look at two of the models proposed by scholars in this field.
Fiedler Model
The Fiedler Model was proposed in 1960s by Fred Fiedler, a
scientist studying leadership. The Fiedler Model states that effective
leadership is dependent on two factors: the leader’s leadership style, and the
power of control given to the leader by the situation. The model introduces
three steps to determine these two factors:
- Identifying
the leadership style
- Defining
the situation
- Matching
the leader and the situation
Cognitive Resource Theory
The Cognitive Resource Theory was proposed by Fred Fredier and
Joe Garcia in 1987. It is a refinement of the Fiedler Model. The Cognitive
Resource Theory believes that stress unfavorably affects one’s leadership. The
leader’s intelligence and experience are two elements that overcome the
negative effect of stress. The theory tells us that in a low-stress situation,
the leader’s intelligence is more effective to overcome stress; meanwhile, in a
high-stress situation, the leader’s experience is more effective to overcome
stress.
Power-and-Influence
Theory: How should a leader make the best use of power and influence?
The final theory we would like to introduce to you is the
Power-and-Influence Theory. This theory takes a different approach from the
above three theories. This theory focuses on analysing how a leader can
encourage his or her teammates to work by using his or her power and influence.
To let you understand more about the theories that fall under
the Power-and-Influence Theory, we would like to introduce two models.
French and Raven’s Five Forms of Power
This model was proposed by French and Raven in 1959. It
introduces five forms of power that account for the influence of a leader.
These five forms of power include:
- Legitimate:
the formal right to make command
- Reward:
the ability to compensate others
- Coercive:
the ability to punish others
- Referent:
the personal attractiveness
- Expert:
the knowledge and skills in the field
The implication of this model is that if you hope to increase
your power and influence over your teammates, you are encouraged to improve one
of the above domains. According to French and Raven, it is better to invest the
leader’s power on Referent and on Expert. Out of the two domains, it is better
to invest one’s power on Expert, as it is about the knowledge and skill in the
job field, which is the most legitimate source of power.
Transactional Theory
This model is founded on the assumption that all people seek
pleasurable experience, and avoid un-pleasurable experience. As a result,
people are inclined to align themselves with those who can add to their values.
This model thus aims to teach you how to work on the human
tendency, and form a mutually beneficial relation with the teammates, and
encourage them to fulfil your command.
A Great Leader
Should Know How To Motivate The Team As Well
After reading some core theories in the study of leadership, now
we would like to demonstrate to you how to apply a leadership theory, and use
it to motivate your teammates.
Two-Factor
Theory
Two-Factor Theory was proposed by Frederick Herzberg in 1950s.
It aims to analyse the causes of workers’ motivation and satisfaction in work.
In his study, Herzberg analysed 200 accountants and engineers
who were asked about their positive and negative feelings about their work.
Herzberg concluded that there are two factors governing workers’ sense of
motivation and satisfaction in work.
The first factor is Motivator Factors. These are the factors
which increase workers’ satisfaction and motivation. Examples of these include
the enjoyment of work, and career progression.
The second factor is Hygiene Factors. These are the factors that
could cause dissatisfaction when they are absent. For example, the company’s
travel allowance may be one Hygiene Factor, as if it is suspended, workers may
feel dissatisfied.
Even though the above two factors seem similar, Herzberg pointed
out that they are different in the sense that the absence of Motivator Factors
does not necessarily cause dissatisfaction, while the absence of Hygiene
Factors causes dissatisfaction.
Application to your workplace
The Two-Factor Theory tells us that there are methods to improve
employees’ motivation of work. And the way to do so is to improve the Motivator
Factors, and to secure the Hygiene Factors.
In this light, you should first have a clear picture about the
situation of your community, such as the policies, the benefits, and the
facilities of your company.
Then, in order to improve your teammates’ motivation, you should
try to improve the Motivator Factors. For example, if you recognise the
modernist architecture of your office motivates your teammates to work, you can
enlarge the area that is built by this architectural style.
In addition to the Motivator Factors, you are also reminded to
secure the Hygiene Factors. For example, if you recognise that your teammates
will be dissatisfied if the air-conditioning is broken down, then you may want
to allocate more resource to the maintenance of your office’s air-conditioners.
Maslow’s
Hierarchy of Needs
The Hierarchy of Needs theory was introduced by psychologist
Abraham Maslow through his paper “A Theory of Human Motivation” in 1943. The
key of the theory is that individual’s basic needs must be satisfied before the
other higher needs are motivated to achieve.
According to Maslow, there are basically 5 levels of the hierarchy:
The first level is Physiological. It is the lowest level of
needs, such as food, water and shelter. These needs are the most basic needs
that a person must need to survive.
The second level is Safety. It included personal and financial
security, as well as health and wellbeing. Some common examples are freedom
from war, violence, job security and work safety.
The third level is belongingness. It represents the needs for
friendship, relationships and family.
The fourth level is esteem. Esteem means the need for the person
to feel confident, and be respected by others. Approval of families and
friends, recognition and high status are some examples belong to esteem.
The fifth level is self-actualization. It is the highest level
of all the other needs. It is the desire to achieve as much as you can and
become the most you can be. It included achievements in education, religion,
personal growth and advancement.
Maslow proposed that it is pointless to achieve or even aware of
lofty goals like religion and personal growth when you are dying of starvation
or facing life threat.
Application to the workplace
The Maslow’s Hierarchy of Needs can be applied to workplace for
boosting productivity.
The founder of the Joie de Vivre hotel chain and head of
Hospitality at Airbnb, Chip Conley, transformed his business through the uses
of the theory.
He gathered a group of 8 housekeepers and asked if someone from
Mars came down and saw them doing as a housekeeper, what would those people
call them. The housekeepers turnout came up with “The Serenity Sisters”, “The
Clutter Busters” and “The Peace of Mind Police”.
This exercise let the housekeepers understood their own
importance with a thought that they were creating a shelter for traveler
instead of simply cleaning a room. Knowing the value of self, they felt
respected and gained motivation to work harder. As a result, efficiency was
highly lifted.
There are no denies there are so much advantages by attaining
the highest level of the Hierarchy of Needs. Yet, before enjoying the benefits
that the achievement of the highest needs brings you, it is important to ensure
the lower needs are being satisfied. If the workers are lack of shelter, short
of time to focus on family and friends, having financial instability, they can
hardly realize their own value and make the most out of them.
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